Governance
Compliance
Our responsibility as a registered firm and our commitment to sound business conduct
Our Commitment
Our Commitment to
Compliance
As a registered Type II Financial Instruments Business and Investment Advisory and Agency Business operator, and as a licensed real estate brokerage, we comply with all applicable laws and regulations and conduct our business with our clients' best interests at heart.
Compliance with Laws and Regulations
We conduct our business in accordance with the Financial Instruments and Exchange Act, the Real Estate Brokerage Act, other applicable laws, and the supervisory guidelines of the authorities.
Client-Oriented Business Conduct
We provide explanations and proposals appropriate to each client's knowledge, experience, financial situation and objectives in entering into a contract.
Management of Conflicts of Interest
We take appropriate care, according to the nature of each transaction and service, to ensure that our clients' interests are not unduly harmed.
Information Management
Information entrusted to us by clients is handled only within the scope of its intended purpose, and we take necessary and appropriate security measures to protect it.
Exclusion of Anti-Social Forces
We sever all ties with anti-social forces and firmly reject any unreasonable demands.
Sincere Handling of Complaints
We endeavor to respond to complaints and enquiries from clients promptly and in good faith.
Disclosure
Disclosures under the Financial Instruments and Exchange Act
- Trade name
- TAKARA Co., Ltd. (株式会社TAKARA)
- Financial Instruments Business Operator registration number
- Director-General of the Kanto Local Finance Bureau (FIBO) No. 2176
- Registered business
- Type II Financial Instruments Business; Investment Advisory and Agency Business
- Member association
- 一般社団法人 資産運用業協会 (Asset Management Industry Association, General Incorporated Association)
- Designated dispute resolution organization
- Financial Instruments Mediation Assistance Center (FINMAC), Specified Non-profit Corporation
- Real Estate Brokerage Business licence number
- Governor of Tokyo (2) No. 102550