FAQ
FAQ
FAQ
FAQ
Answers to general questions. For matters specific to your situation, please contact us.
QIs there a fee for consultations?
The handling and fees for consultations are explained individually depending on the nature of your enquiry. Please begin by contacting us through the enquiry form.
QHow long does a financial licence application take?
This varies considerably depending on the type of application, the state of your internal framework, and the authorities' review, so we cannot give a general answer. We will explain the expected process at the initial consultation.
QCan you guarantee that a licence will be granted or a listing achieved?
No. The granting of licences and approval of listings or registrations are determined by the review of the authorities, exchanges and other bodies, and we cannot guarantee the outcome.
QWhich markets do you support listings on?
We support listings and registrations on the Hong Kong Main Board and growth-company market, mainland China's SME Board and ChiNext, and the Shenzhen Qianhai Equity Exchange, among others, and also provide consulting on NASDAQ and the OTC markets.
QWhat is investment advisory service?
Under our Investment Advisory and Agency Business registration, we provide advice on investment decisions concerning securities and other instruments pursuant to an advisory contract. Final investment decisions are made by clients themselves. Investments carry the risk of loss due to price fluctuations and other factors.
QWill my consultation be kept confidential?
Information entrusted to us is managed appropriately in accordance with our Privacy Policy. If you wish to enter into a non-disclosure agreement, please let us know.
QIs the site available in Chinese?
This site provides information in Japanese and Chinese. Please use the language switcher at the top of the page.
QWhere can I direct complaints or enquiries?
Complaints and enquiries regarding our business should be directed to Contact Form. For details, please refer to Complaints and Enquiries.