Solicitation Policy and other policies

Solicitation Policy

In accordance with the Act on the Provision of Financial Services and the Development of the Usage Environment, we have established the following Solicitation Policy.

1. We endeavor to solicit products and services appropriate to each client's knowledge, experience, financial situation and objectives in entering into a contract.
2. We endeavor to explain the nature of products and services, their risks and other important matters so that clients fully understand them.
3. We do not engage in solicitation that may mislead clients, such as providing conclusive judgments or explanations contrary to fact.
4. We do not solicit at times, in places or by methods that would inconvenience clients.
5. We strive to ensure thorough legal compliance among our officers and employees through training and other means so that solicitation is conducted appropriately.

Basic Policy against Anti-Social Forces

We sever all ties with anti-social forces that threaten the order and safety of civil society, and firmly reject any unreasonable demands, working with the police, lawyers and other external specialists where necessary.

Privacy Policy

We obtain clients' personal information by proper means, handle it within the scope of its purpose of use, and do not provide it to third parties without consent except as permitted by law. We take necessary and appropriate security measures to prevent leakage of personal information. Requests for disclosure, correction or suspension of use should be directed to our enquiry desk.

This site records access statistics to improve our services (no cookies are used, and data is processed in a form that does not identify individuals).

Complaints and Enquiries

Complaints and enquiries regarding our business should be directed to Contact Form.

For complaint handling and dispute resolution relating to our financial instruments business, the Company uses the Financial Instruments Mediation Assistance Center (FINMAC), a specified non-profit corporation.

Disclosures under the Financial Instruments and Exchange Act

Trade name

TAKARA Co., Ltd. (株式会社TAKARA)

Financial Instruments Business Operator registration number

Director-General of the Kanto Local Finance Bureau (FIBO) No. 2176

Registered business

Type II Financial Instruments Business; Investment Advisory and Agency Business

Member association

一般社団法人 資産運用業協会 (Asset Management Industry Association, General Incorporated Association)

Designated dispute resolution organization

Financial Instruments Mediation Assistance Center (FINMAC), Specified Non-profit Corporation

Real Estate Brokerage Business licence number

Governor of Tokyo (2) No. 102550