Business
Business
Financial Licence Application Support, Overseas Listing Support, M&A, Investment Advisory and Real Estate
License
Financial Licence Application Support
We provide advisory on licence applications to the Financial Services Agency, support in discussions with examiners, and assistance in responding to their feedback.
Key Services
- Pre-application consulting
- Support in discussions with regulatory examiners
- Support in responding to regulator feedback
Listing
Overseas Listing Support: Hong Kong, Mainland China and More
We support listings and registrations on the Hong Kong Main Board and GEM, mainland China's SME Board and ChiNext, and the Shenzhen Qianhai equity exchange, among others.
Key Services
- Proposal of transaction plans
- Formulation of capital strategy
- Drafting and revision of prospectuses
M&A
M&A Advisory
We provide specialist, one-on-one advisory services for M&A transactions between companies.
Key Services
- Dedicated one-to-one deal execution
- Proposals on transaction structures
- Leveraging our expertise and resources
Advisory & Real Estate
Investment Advisory and Real Estate Services
Through our Investment Advisory and Agency Business and Real Estate Brokerage Business, we provide investment advice on securities and act as intermediary in real estate transactions.
Key Services
- Investment advice on securities and related instruments
- Real estate sales and purchases
- Brokerage and intermediation of real estate transactions
Markets
Listing and registration markets
Main Board / GEM
Hong Kong
Listing support for the Main Board and the growth enterprise market.
SME Board / ChiNext
Mainland China
Listing support for the SME Board and ChiNext.
Qianhai Equity Exchange
Shenzhen Qianhai
Registration support on the Qianhai Equity Exchange, among others.
NASDAQ / OTC
United States
Advisory and support for NASDAQ and OTC markets.
Process — License
Financial Licence Application Support: Our Process
The following outlines a typical process. The sequence and scope may vary depending on the nature of each engagement.
- 01
Initial Consultation
We learn about your business plan and the licences you are seeking, and clarify the key issues.
- 02
Review of Requirements and Organisation
We identify gaps between your current position and the registration requirements and internal framework.
- 03
Application Preparation
We support the preparation of application documents and materials on a consulting basis.
- 04
Support in Regulatory Discussions
We help organise the issues and develop response strategies for discussions with regulatory examiners.
- 05
Responding to Feedback
We support you in responding to enquiries and feedback from the authorities.
Process — Listing
Overseas Listing Support Services
- 01
Proposal of transaction plans
- 02
Advice on share issuance
- 03
Formulation of capital strategy
- 04
Drafting and revision of prospectuses
- 05
Proposal and selection of lead underwriter candidates
※ The granting of licences and approval of listings or registrations are determined by the review of the relevant authorities, exchanges and other bodies; the Company does not guarantee any outcome.